·
Performing due diligence for trades executed which
can lead to increased operational risk & market irregularities.
·
Active monitoring of trades basis parameters set and
coming up with new ideas for filling control checks.
·
Monitoring & reporting price deviation for
various asset classes on a daily basis.
·
Comparing the price quotes of different
counterparty for trades executed.
·
Monitoring time gap between fund managers
instruction and dealers instruction sent to brokers.
·
Performing trade analysis basis volume and
weightage average price.